Bad Broker

Amanda E. Kriss Suspended for Failure to Provide Information

2025-02-24

My Bad Broker

According to FINRA, Amanda E. Kriss has been suspended from association with any FINRA member firm for failure to provide information or keep information current pursuant to FINRA Rule 9552(d).

The suspension began on February 24, 2025. FINRA Rule 9552 establishes a process for suspending individuals who fail to provide information or keep their registration information current. This process helps ensure that FINRA has the information it needs to fulfill its investor protection mission.

During the suspension period, the individual cannot associate with any FINRA member firm in any capacity. The suspension remains in effect until the individual either provides the requested information or the suspension converts to a permanent bar.

What Investors Can Learn: Regulatory suspensions are serious matters that prevent individuals from working in the securities industry. Investors should use FINRA BrokerCheck to verify that their financial professionals are properly registered and in good standing. Any disclosed suspensions should be carefully considered.

Violation :

Suspended for failure to provide information pursuant to FINRA Rule 9552(d)

Tags :

Amanda E. Kriss,
TX
CRD Number : 5158100

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