According to FINRA, Andrew S. Walters was suspended from association with any FINRA member firm pursuant to FINRA Rule 9552(d) for failure to provide information or keep information current.

The suspension was in effect from May 22, 2025, through August 7, 2025, when it was lifted, indicating Walters came into compliance with FINRA's information requirements.

The underlying matter is documented in FINRA Case #2024084337301.

When a suspension under Rule 9552 is lifted, it means the individual has provided the requested information or otherwise satisfied FINRA's requirements. However, the underlying investigation may continue, and additional regulatory actions could result depending on what the information reveals.

For investors who had dealings with Walters during or before the suspension period, the lifting of the suspension means Walters may again associate with FINRA member firms. However, the underlying matter that prompted the information request may still result in findings or sanctions.

Review your account statements and contact your firm if you have questions about how your accounts were handled during the suspension period. If you have concerns about Walters's conduct, you may file a complaint with FINRA regardless of whether additional formal action is taken.