Bad Broker

Anna Marie Verzosa Suspended for Failure to Provide Information

2025-08-18

My Bad Broker

According to FINRA, Anna Marie Verzosa was suspended from association with any FINRA member firm pursuant to FINRA Rule 9552(d) for failure to provide information or keep information current.

The suspension became effective on August 18, 2025. As of the report date, the suspension had not been lifted.

The underlying matter is documented in FINRA Case #2024084451701.

Verzosa was located in Greenwich, Connecticut. The suspension prevents her from associating with any FINRA member firm until she comes into compliance with the information request.

Cooperation with FINRA information requests is a fundamental obligation of all registered persons. When individuals fail to respond to requests, it impedes FINRA's ability to investigate potential misconduct and protect investors.

The specific nature of FINRA's information request is not disclosed in this action. However, information requests typically arise in connection with investigations into potential rule violations or as part of routine examinations.

For investors who had business dealings with Verzosa, the suspension means she cannot conduct securities activities. Contact your firm to ensure your accounts are being properly serviced.

If the suspension continues for three months without compliance, it may convert to a permanent bar under FINRA Rule 9552(h). Monitor the status of this matter if you have ongoing concerns about your accounts.

Violation :

Suspended for failure to provide information

Tags :

Anna Marie Verzosa,
CT
CRD Number : 6787085

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