According to FINRA, Anthony Richard Bottini III has been suspended from association with any FINRA member firm for failure to provide information or keep information current pursuant to FINRA Rule 9552(d).

The suspension began on February 24, 2025. Under FINRA Rule 9552, a suspension can be lifted if the individual cures the deficiency by providing the requested information. However, if the suspension is not lifted within a specified period, it typically converts to a permanent bar.

During a suspension, the individual cannot perform any functions at a FINRA member firm, whether in a registered or unregistered capacity. This protects investors by ensuring that those who do not cooperate with regulators cannot continue to work in the securities industry.

What Investors Can Learn: If your broker is suspended, you should consider your options, including transferring your account to another representative or firm. FINRA BrokerCheck shows current registration status and will indicate if a representative is suspended. Investors should periodically check the status of their financial professionals.