According to FINRA, Bernie Mohar was suspended from association with any FINRA member firm pursuant to FINRA Rule 9552(d) for failure to provide information or keep information current.

The suspension became effective on August 25, 2025. As of the report date, the suspension had not been lifted.

FINRA Rule 9552(d) allows FINRA to suspend individuals who fail to respond to information requests. If the individual fails to request termination of the suspension within three months by coming into compliance, the suspension may convert to a permanent bar under Rule 9552(h).

The underlying matter is documented in FINRA Case #2025084985401.

Suspensions for failure to provide information are concerning because they prevent FINRA from investigating potential misconduct. When registered persons refuse to cooperate with regulatory inquiries, it may indicate they have something to hide, or it may simply reflect a decision to exit the industry rather than cooperate.

For investors who had dealings with Mohar, be aware that the suspension means he cannot conduct securities business on your behalf. If you have accounts that were serviced by Mohar, contact your firm to ensure a different registered representative is assigned to handle your account.

Monitor the status of this matter, as a three-month failure to comply will result in a permanent bar from the industry.