According to FINRA, Daniel Pita was named a respondent in a FINRA complaint alleging that he failed to provide information and documents requested by FINRA during an investigation into an allegation that he had not disclosed all of his outside business activities while employed at his member firm. The complaint alleges that FINRA's requests sought information and documents that were material to its investigation and were necessary to determine whether Pita had disclosed all of his OBAs to the firm or engaged in other misconduct. These are allegations only; no findings have been made. The complaint represents FINRA's initiation of a formal proceeding. Because this complaint is unadjudicated, conclusions should not be drawn regarding the allegations.