According to FINRA, Dealer Solutions North America LLC was expelled from FINRA membership in January 2026 for failure to provide information or keep information current as required under FINRA Rule 9552. The expulsion became effective January 22, 2026.FINRA Rule 9552 establishes a process by which FINRA may suspend or expel a member firm that fails to comply with its obligations to provide information requested by FINRA or to keep its regulatory filings and disclosures current. These obligations are foundational to FINRA's ability to regulate member firms and protect investors. When a firm fails to meet these requirements, FINRA initiates a summary suspension process, and if the firm does not cure the failure within a specified period, the suspension can be converted to expulsion.Expulsion from FINRA membership is the most severe sanction available against a member firm. An expelled firm is no longer permitted to conduct a securities business as a FINRA member and cannot hold customer accounts or execute securities transactions in that capacity. Customers of expelled firms should promptly transfer their accounts to another FINRA-registered broker-dealer and review their account history for any concerns.The limited public information available for Rule 9552 actions means that the specific nature of the information failure or disclosure deficiency is not detailed in this report. Investors who had accounts at Dealer Solutions North America LLC should check FINRA BrokerCheck for the firm's regulatory history and contact FINRA's investor services line for assistance with account transfers or concerns about prior transactions. Maintaining current and accurate regulatory information is a basic obligation of every FINRA member, and the failure to do so deprives regulators of the ability to monitor a firm's fitness to conduct a securities business.