According to FINRA, George Stratis was suspended from association with any FINRA member firm pursuant to FINRA Rule 9552(d) for failure to provide information or keep information current.

The suspension became effective on August 18, 2025. As of the report date, the suspension had not been lifted.

The underlying matter is documented in FINRA Case #2024084277901.

Stratis's location was listed as Toronto, Ontario, Canada. FINRA has jurisdiction over individuals registered with U.S. broker-dealers regardless of their physical location.

For U.S. investors who may have dealt with Stratis, the suspension means he cannot conduct securities activities on behalf of any FINRA member firm. If you had accounts serviced by Stratis, verify that your accounts are being properly handled and that a different registered representative has been assigned if needed.

Suspensions for failure to provide information often precede more serious sanctions. If Stratis does not come into compliance within three months, the suspension may convert to a permanent bar from the securities industry.

Investors with concerns about transactions or advice provided by Stratis should review their account statements and consider consulting with a securities attorney about their options.