According to FINRA, Kathleen Rashleigh was suspended from association with any FINRA member firm pursuant to FINRA Rule 9552(d) for failure to provide information or keep information current.

The suspension became effective on August 25, 2025. As of the report date, the suspension had not been lifted.

The underlying matter is documented in FINRA Case #2025084994601.

Under FINRA's rules, registered persons have an obligation to provide information when requested by the regulator. This obligation is a condition of registration and exists to enable FINRA to conduct effective oversight of the securities industry.

When individuals fail to provide requested information, FINRA may suspend them from association with any member firm. If the suspension continues for three months without compliance, it converts to a permanent bar.

For investors, this suspension means Rashleigh cannot conduct securities activities on your behalf. If Rashleigh was your registered representative, contact your firm to ensure your accounts are being properly serviced.

The underlying reason for FINRA's information request is not disclosed in this action. Investors with concerns about their accounts or transactions involving Rashleigh should review their statements and consider consulting with a securities attorney if they identify any issues.