Bad Broker

Matthew Vernon Brosh Barred by FINRA for Failure to Provide Information

2026-01-20

My Bad Broker

According to FINRA, Matthew Vernon Brosh was permanently barred from association with any FINRA member firm in January 2026 pursuant to FINRA Rule 9552(h), for failure to provide information or keep information current as required by FINRA rules. The bar became effective January 20, 2026.FINRA Rule 9552(h) provides a mechanism for permanently barring individuals who fail to comply with FINRA's information requirements and do not cure the deficiency within a specified period. The obligation to maintain current registration information and cooperate with FINRA's regulatory oversight is a foundational requirement for all registered persons in the securities industry. This transparency supports FINRA's ability to monitor industry participants and supports public access to accurate broker registration information through tools like FINRA BrokerCheck.The specific circumstances underlying the information failure in this case are not detailed in the public disciplinary report. However, a permanent bar means that Brosh is no longer permitted to associate with any FINRA member firm in any capacity. Investors who worked with Brosh should review their account history for any concerns and may consult FINRA BrokerCheck for his full regulatory record. When registered individuals fail to maintain transparency with their regulator and refuse to cure disclosure deficiencies, permanent removal from the industry ensures that investors are protected from ongoing exposure to individuals operating outside FINRA's oversight framework.

Violation :

Barred for failure to provide information or keep information current pursuant to FINRA Rule 9552(h)

Tags :

Matthew Vernon Brosh,
CA
CRD Number : 7756662

Contact Us