According to FINRA, Mercury Capital Advisors, LLC of New York, New York has been suspended from FINRA membership effective April 11, 2025, pursuant to FINRA Rule 9552 for failing to provide information or keep information current.

This type of suspension occurs when a firm fails to respond to FINRA information requests or fails to maintain current registration information. The suspension remains in effect until the firm comes into compliance.

While not a finding of substantive misconduct, failure to cooperate with regulatory information requests is itself a serious violation. FINRA relies on firms' cooperation to conduct investigations, monitor compliance, and protect investors. When firms fail to respond, it hampers the regulator's ability to perform these essential functions.

For customers with accounts at Mercury Capital Advisors, this suspension prevents the firm from conducting securities business. If you have investments through this firm, you should determine whether you can access your assets and whether you need to take steps to protect your interests.

Investors can check the current status of any broker-dealer through FINRA BrokerCheck at brokercheck.finra.org. Regular monitoring of your firm's regulatory status can provide early warning of potential problems.

If the suspension continues, customers may need to transfer their accounts to another broker-dealer. If you experience difficulties accessing your investments or obtaining information about your accounts, consider consulting with a securities attorney or contacting FINRA directly for guidance.