According to FINRA, seven individuals were suspended from association with any FINRA member pursuant to FINRA Rule 9552(d) for failing to provide information or keep information current:

Shannon Bass of Brooklyn, New York was suspended effective May 19, 2025.

Kathy Jean Koester of Plattsburgh, New York was suspended effective May 19, 2025.

James Parascandola of Franklin Lake, New Jersey was suspended effective May 12, 2025.

Noah Dewayne Shaw of Jacksonville, Florida was suspended effective May 30, 2025.

David Ryan Vega III of Glendale, Arizona was suspended effective May 12, 2025.

Andrew S. Walters of Lexington, Kentucky was suspended effective May 22, 2025.

Zachary A. Warnelis of Columbus, Ohio was suspended effective May 9, 2025.

These suspensions remain in effect until the individuals provide the requested information. If they continue to fail to respond, these suspensions may convert to permanent bars.

FINRA Rule 9552(d) suspensions occur when registered persons fail to respond to information requests or fail to keep registration information current. The suspension prevents them from working in the securities industry until they come into compliance.

Investors who worked with any of these individuals should be aware they are currently suspended from the securities industry. If you have concerns about accounts or transactions involving these individuals, consider consulting with a securities attorney.

Information about any registered person's current status, employment history, and regulatory events is available through FINRA BrokerCheck at brokercheck.finra.org.