According to FINRA, several individuals were suspended from association with any FINRA member pursuant to FINRA Rule 9552(d) for failing to provide information or keep information current:

Kwabena Adusei of Charlotte, North Carolina was suspended effective April 3, 2025.

Rezwan Mohammed Alam of Parkland, Florida was suspended effective April 3, 2025.

Cody M. Anderson of Buffalo, New York was suspended effective April 25, 2025.

Courtney Rae Buth of Moorhead, Minnesota was suspended effective April 17, 2025.

Jesus Gabriel Cantu of Kyle, Texas was suspended effective April 21, 2025.

Stacey Joy Chen of New York, New York was suspended effective April 28, 2025.

Bennett Knapp Ely of West Des Moines, Iowa was suspended effective April 3, 2025.

Howard O'Keefe Graham of Madison, Mississippi was suspended effective April 7, 2025.

Rebecca Katherine Hart of Strasburg, Virginia was suspended effective April 28, 2025.

Jennifer Marie Kuntzman of Florissant, Missouri was suspended effective April 28, 2025.

Jason J. Ratkovich of Aliquippa, Pennsylvania was suspended effective April 21, 2025.

These suspensions remain in effect until the individuals provide the requested information. If they continue to fail to respond, these suspensions may convert to permanent bars.

Investors who worked with any of these individuals should be aware they are currently suspended from the securities industry. If you have accounts or investments with these individuals, you may want to review your accounts and consider whether any action is needed to protect your interests.