According to FINRA, Third500, LLC was suspended pursuant to FINRA Rule 9552 for failure to provide information or keep information current.

The firm's suspension was in effect from May 27, 2025, through August 4, 2025. The suspension was lifted, indicating the firm came into compliance with its information obligations.

FINRA Rule 9552 allows FINRA to suspend a member firm that fails to provide requested information or keep required information current. This rule is essential to FINRA's ability to oversee member firms and protect investors.

When firms fail to provide information, it prevents FINRA from conducting effective oversight and may indicate underlying problems at the firm. Suspensions under this rule mean the firm cannot conduct securities business until it comes into compliance.

For investors who had accounts with Third500, LLC, the suspension period meant the firm could not conduct securities transactions on your behalf. If you were affected by this suspension, verify that your accounts and any pending transactions were properly handled.

Before doing business with any broker-dealer, check the firm's status and history on BrokerCheck at brokercheck.finra.org. Regulatory suspensions, even if subsequently lifted, may indicate compliance issues that could affect customer service and protection.