Bad Broker

Yan Binder Suspended for Unapproved Text Messages

2022-08-18

My Bad Broker

According to FINRA, Yan Binder was fined $10,000 and suspended for 30 days for using unapproved channels to exchange text messages with a customer about securities-related business. The firm did not preserve those communications. Using unapproved communication channels prevents proper supervision and record retention, which are essential for investor protection and regulatory oversight.

Violation :

Used unapproved text messages for securities business

Tags :

Yan Binder,
FL
CRD Number : 2932226

Contact Us