According to FINRA, Jihoon Park was barred from association with any FINRA member in all capacities pursuant to FINRA Rule 9552(h) for failing to provide information or keep information current as required.
When FINRA requests information from registered persons as part of its regulatory and investigative functions, compliance is mandatory. Rule 9552 establishes automatic consequences for those who fail to respond, ultimately including a permanent bar from the securities industry.
The bar against Park became effective on October 6, 2025.
FINRA's ability to protect investors depends on obtaining information from registered persons. When individuals refuse to provide requested information, FINRA cannot determine whether violations have occurred or whether investors have been harmed. The bar sanction removes non-cooperative individuals from the industry and sends a clear message that cooperation with regulatory inquiries is not optional.
For investors, it is essential to verify that any person providing you with investment advice or services is properly registered and in good standing. FINRA's BrokerCheck system provides free access to registration status and disciplinary history for brokers and brokerage firms.
Individuals who have been barred from the securities industry are not permitted to work with investors in any capacity. If you are contacted by someone offering investment services, verify their registration status before proceeding.
If you had accounts with Park and have concerns about how your accounts were handled, you should review your statements carefully and consider consulting with a securities attorney or filing a complaint with FINRA.