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Not legal advice

This site is attorney advertising published by MyBadBroker LLP, powered by The Frankowski Firm. Nothing here is legal advice, and reading it does not create an attorney-client relationship. Every case is different — talk to a lawyer about yours.

Public records, summarized

Case summaries are drawn from FINRA's published disciplinary actions and other public regulatory sources. We work to keep them accurate, but the underlying FINRA publication is always the authoritative record. Settlements described here are typically entered without admitting or denying the findings.

Use of the database

The database is free for personal, informational use. Do not scrape, republish in bulk, or present this content as your own. Do not use it to harass anyone — the point is informed investing, not pitchforks.

No guarantees

A broker's absence from this database is not an endorsement, and past results in the cases we describe do not guarantee any outcome in yours.