← Broker database 2026-03-30
Ryan Mitchell Pigg Suspended from Securities Industry for Failure to Provide Required FINRA Information
According to FINRA, Ryan Mitchell Pigg (CRD #7464115) of Burleson, Texas, was suspended from association with any FINRA member in all capacities pursuant to FINRA Rule 9552(d) for failure to provide information or keep information current as required by FINRA. The suspension became effective on March 30, 2026, under FINRA Case #2025087137401.
FINRA Rule 9552(d) provides FINRA with a mechanism to enforce the basic information and disclosure obligations of all registered persons. Securities industry registration is a privilege that comes with affirmative obligations, including the timely disclosure of events that may be material to investors' assessment of the professional. When those obligations are not met, registration can be suspended or ultimately revoked.
The specific nature of the deficiency that triggered Pigg's suspension is not detailed in the publicly available enforcement summary, but the categories of reportable events for FINRA-registered persons are broad. They include customer complaints, regulatory inquiries and investigations, criminal charges or convictions, civil lawsuits, bankruptcy filings, and significant financial events such as unpaid judgments or tax liens. Any of these events must be reported to FINRA within specified timeframes, and failure to do so triggers the regulatory process under Rule 9552.
During the period of suspension, Pigg may not conduct any activities requiring FINRA registration, accept customer orders, or receive commissions in connection with securities transactions. The suspension remains in effect until the deficiency is addressed.
Investors should understand that the FINRA disclosure system is designed to ensure that they have access to relevant information about the professionals they work with. Suspensions for failure to disclose indicate a gap in this information system, which is why FINRA acts promptly to enforce its disclosure rules. FINRA BrokerCheck reflects current registration status and can be checked at any time by investors who want to verify that their broker is in good regulatory standing.